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CFTC brings in record monetary penalties
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Commodities, Derivatives, Dodd-Frank Basics
Tuesday, November 24, 2015
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The Commodity Futures Trading Commission released its annual enforcement results for fiscal year 2015. The CFTC had filed 69 enforcement cases – focusing on manipulation, spoofing and fraud, and whether market participants met their regulatory requirements – and achieved a record amount in civil monetary penalties. Read on for more details.
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