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Plaintiffs seeking whistleblower protection under Dodd-Frank must allege violations of securities laws, federal court rules
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Case Law, Corporate Governance
Monday, June 23, 2014
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As federal courts continue to offer diverging opinions on whether a plaintiff seeking whistleblower protection under Dodd-Frank must disclose violations to the Securities and Exchange Commission, a federal court in Wisconsin is also weighing another portion of the statute that requires a plaintiff to allege federal securities laws violations, not banking law violations, as were alleged in one recent case.
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